Legislature(1995 - 1996)

03/17/1995 01:22 PM House JUD

Audio Topic
* first hearing in first committee of referral
+ teleconferenced
= bill was previously heard/scheduled
txt
 HB 38 - SENTENCING; 3RD SERIOUS FELONY OFFENDER                             
                                                                               
 REPRESENTATIVE BUNDE, bill sponsor, made a motion to adopt the                
 committee substitute for HB 38 (JUD), Version C, dated 3/10/95.               
 Seeing no objection, the committee substitute was adopted.                    
                                                                               
 REPRESENTATIVE BUNDE said CSHB 38 clears up some language concerns            
 expressed about the original bill.  He called the bill drafter,               
 Jerry Luckhaupt forward to answer questions about the committee               
 substitute.  He stated that basically, it makes Section (j) apply             
 to the previous Section (f), so that they mean the same thing.                
 Section 6 discusses a definite term, and this clarifies the                   
 language.  In Section 7 the habitual criminal section gives the 40            
 to 99 year sentence, which is a change from the mandatory 99 year             
 sentence in the previous version of the bill.  Section 8 clarifies            
 the language about two prior felony convictions.  It specifies that           
 they are separate convictions.  It cleans up the language about a             
 definite sentence and a most serious felony.                                  
                                                                               
 REPRESENTATIVE FINKELSTEIN said his understanding was that whenever           
 we have used presumptive sentencing, we have also set up a three              
 judge panel to allow an appeal to see that justice is being served.           
 We did have comments from the previous representative of the                  
 Department of Law, Mr. McNally, who said presumptive sentencing               
 would be required to uphold the challenge.  It may be arguable, and           
 it may not be necessary, but it is a good policy, and if we are               
 going to say in the case of presumptive sentencing that you are               
 going to get these absolute sentences, there has to be some                   
 opportunity, some due process to determine if there are                       
 circumstances here where justice would not be served.  The                    
 discretion between 40 and 99 years is an improvement to the bill,             
 but still, for most people, 40 on up is a life sentence, or close             
 to it, even if it were reduced down to 30 years.  To impose                   
 presumptive sentencing, which has lower penalties, requires a three           
 judge panel.                                                                  
                                                                               
 JERRY LUCKHAUPT, Legislative Counsel, Division of Legal Services,             
 Legislative Affairs Agency, explained that for purposes of                    
 presumptive sentencing, the sentencing court has options.  If the             
 court finds clear and convincing evidence that the manifest                   
 injustice would result from imposing the presumptive term under the           
 statute, the court can then refer a case to a three judge panel.              
 That is done in all presumptive sentencing cases under current law.           
 For the most part, this is for second and third felony offenders,             
 and for all class A felony offenders.  There is one case where we             
 have imposed the mandatory term of 99 years.  That is for murder in           
 the first degree, with numerous aggravated circumstances.  Those              
 are torture murders, murders of a peace officer, or the murder of             
 an emergency responder while performing their duties.  It is in               
 situations like that where the court does not have the option of              
 deviating from that 99 year sentence, and going to the three judge            
 panel.  He did not know of any constitutional requirement or                  
 impediment that would require a referral to a three judge panel.              
 If the comments of Mr. McNally were from last year the comments, he           
 remembered were in reference to situations where we were imposing             
 the 99 year sentence, and there would have to be some sort of                 
 review; and that is provided through the direct appeal process that           
 would be available in these cases.                                            
                                                                               
 MR. LUCKHAUPT explained that in states where presumptive sentencing           
 is used, there has been concern that presumptive sentencing could             
 lead to particular consequences that are unjust, and hence, this              
 idea of the three judge panel exists.  But, again, it is under very           
 narrow circumstances that cases are referred to the three judge               
 panel.                                                                        
                                                                               
 REPRESENTATIVE FINKELSTEIN offered his amendment to the bill.                 
 First, he wanted to change the word "shall" to "may" on page 1,               
 line 15 of the amendment.  It makes it a little clearer.  The                 
 amendment reads:                                                              
                                                                               
 Page 6, following line 30:                                                    
      Insert new bill sections to read:                                        
      "Sec. 13.  AS 12.55.165 is amended to read:                              
           Sec. 12.55.165.  EXTRAORDINARY CIRCUMSTANCES.  (a)                  
      If the defendant is subject to sentencing under                          
                (1)  AS 12.55.125(c), (d), (e), or (i) and the                 
      court finds by clear and convincing evidence that manifest               
      injustice would result from failure to consider relevant                 
      aggravating or mitigating factors not specifically included in           
      AS 12.55.155 or from imposition of the presumptive term,                 
      whether or not adjusted for aggravating or mitigating factors,           
      the court shall enter findings and conclusions and cause a               
      record of the proceedings to be transmitted to a three-judge             
      panel for sentencing under AS 12.55.175; or                              
                (2)  AS 12.55.125(l) and the court finds by                    
      clear and convincing evidence that manifest injustice would              
      result from imposition of the definite term, the court may               
      enter findings and conclusions and cause a record of the                 
      proceedings to be transmitted to a three-judge panel for                 
      sentencing under AS 12.55.175.                                           
           (b)  In making a determination under (a)(1) [(a)] of this           
      section, the court may not refer a case to a three-judge panel           
      based on the defendant's potential for rehabilitation if the             
      court finds that a factor in aggravation set out in AS                   
      12.55.155(c)(2), (8), (10), (12), (15), (17), (18)(B), (20),             
      (21), or (28) is present.                                                
                                                                               
      Sec. 14.  AS 12.55.175(b) is amended to read:                            
           (b)  Upon receipt of a record of proceedings under AS               
      12.55.165, the three-judge panel shall consider all pertinent            
      files, records, and transcripts, including the findings and              
      conclusions of the judge who originally heard the matter.  The           
      panel may hear oral testimony to supplement the record before            
      it.  If the panel finds that manifest injustice would result             
      (1) for a record of proceedings transmitted under AS                     
      12.55.165(a)(1), from failure to consider relevant aggravating           
      or mitigating factors not specifically included in AS                    
      12.55.155 or from imposition of the presumptive term, whether            
      or not adjusted for aggravating or mitigating factors, or (2)            
      for a record of proceedings transmitted under AS                         
      12.55.165(a)(2), from imposition of the definite term, it                
      shall sentence the defendant in accordance with this section.            
      If the panel does not find that manifest injustice would                 
      result, it shall remand the case to the sentencing court, with           
      a written statement of its findings and conclusions, for                 
      sentencing under AS 12.55.125.                                           
                                                                               
      Sec. 15. AS 12.55.175(c) is amended to read:                             
           (c)  The three-judge panel may in the interest of justice           
 sentence the defendant for a proceeding transmitted under                     
                (1) AS 12.55.165(a)(1), to any definite term of                
 imprisonment up to the maximum term provided for the offense                  
 or to any sentence authorized under AS 12.55.125(a), (b), (c),                
 or (i).                                                                       
                                                                               
      Sec. 16.  AS 12.55.175(e) is amended to read:                            
           (e) If the three-judge panel determines under (b)(1)                
 [(b)] of this section that manifest injustice would result from               
 imposition of the presumptive term and the panel also finds that              
 the defendant had an exceptional potential for rehabilitation and             
 that a sentence of less than the presumptive term should be imposed           
 because of the defendant's exceptional potential for                          
 rehabilitation, the panel                                                     
           (1)  shall sentence the defendant to the presumptive                
 term required under AS 12.55.125;                                             
           (2)  shall order the defendant under AS 12.55.015 to                
 engage in appropriate programs of rehabilitation; and                         
           (3)  may provide that the defendant is eligible for                 
 discretionary parole under AS 33.16.090 during the second half of             
 the sentence imposed under this subsection if the defendant                   
 successfully completes all rehabilitation programs ordered under              
 (2) of this subsection."                                                      
 Renumber the following bill sections accordingly.                             
                                                                               
 REPRESENTATIVE BUNDE objected.                                                
                                                                               
 MR. LUCKHAUPT thought the word "shall" should not be changed to               
 "may" on page 1, line 15 of the amendment.  Under current law, and            
 the language that he has basically mirrored, it is already                    
 discretionary.  The judge must find by clear and convincing                   
 evidence that manifest injustice would result from sentencing the             
 defendant from 40 to 99 years.  The judge has the discretion to               
 find that or not.  Once the judge finds that, the word "shall" is             
 there, to make sure the judge enters the findings and conclusions             
 so that the three judge panel can then review the case.  Once the             
 judge finds that, the judge must send it to the three judge panel.            
 Then the three judge panel looks at the findings and conclusions,             
 and reaches their own decision on whether or not clear and                    
 convincing evidence exists that manifest injustice would result               
 from sentencing, and if the three judge panel disagrees, then they            
 can send it back.  The word "shall" is there to make sure the judge           
 enters findings and conclusions, and then sends the case up when he           
 finds that there is clear and convincing evidence that manifest               
 injustice would result.                                                       
                                                                               
 Number 445                                                                    
                                                                               
 CHAIRMAN PORTER asked Representative Finkelstein if he wished to              
 rescind his amendment to his amendment.                                       
                                                                               
 REPRESENTATIVE FINKELSTEIN said yes, he would rescind that part of            
 his amendment.  He would change "shall" back to "may."                        
                                                                               
 REPRESENTATIVE BUNDE was not sure they would want to apply a lower            
 standard offense to this bill, because they are talking about the             
 worst case scenarios of habitual offenders, and he is really                  
 concerned about keeping the fiscal impact down.  He then asked Mr.            
 Luckhaupt for his assessment of what this amendment would do to the           
 bill.                                                                         
                                                                               
 MR. LUCKHAUPT answered that the amendment would basically allow the           
 judge, when he finds this clear and convincing evidence of manifest           
 injustice, to refer the case to the three judge panel who would               
 make that finding.  The three judge panel would not have to                   
 sentence someone to the 40 to 99 years that is provided for in this           
 case.  The court would have to sentence the person to at least the            
 presumptive term for the offense.  This would be a third felony               
 offense, so they would have to give the minimum sentence, at least.           
 For first degree murder, we provide for a 20 year minimum term, and           
 for the other unclassified felonies, we provide for a five year               
 minimum.  Some of the presumptive terms for a third offense are as            
 follows:   For your third sexual offense, the presumptive term is             
 25 years; for your third felony conviction, if your current one is            
 a class A felony conviction, then your presumptive term is 15                 
 years.  Basically, this provides an option to throw out the                   
 habitual criminal sentencing process and go back to the regular               
 presumptive sentencing process, or the range of sentencing                    
 processes currently provided for unclassified felonies in law.  It            
 establishes the current sentencing structure as a minimum that the            
 three judge panel could sentence to.                                          
                                                                               
 CHAIRMAN PORTER said as far as the fiscal impact goes, if anything,           
 there might be a savings.  This review would be used in an                    
 exceptional case.                                                             
                                                                               
 Number 530                                                                    
                                                                               
 REPRESENTATIVE BUNDE said one of the initial reasons for the bill             
 was that the public has not been particularly happy in some cases             
 with the judicial system.  They feel that they have been too                  
 flexible, too liberal in their generosity; not in their political             
 sense.  He felt the amendment would deter from the message he is              
 trying to send, the message people have asked him to send.  He                
 continued to oppose the amendment.                                            
                                                                               
 REPRESENTATIVE FINKELSTEIN said his focus in this legislation is              
 not so much on the habitual criminal, but on three strikes, and you           
 will get a higher penalty.  If you compare what we are doing                  
 here, it does that, even with this amendment.  You go up from                 
 either 15 years to 40 - 99, or you are going from 25 up to 40 - 99.           
 There is a big difference.  If the minimum of any of these                    
 sentencing processes is 30 years, if you are 30 when you go in, and           
 60 when you get out, this is close to life in prison, and                     
 therefore, still achieves the purpose, because it is upping the               
 minimum sentences for people who fit this third category.  That is            
 what people who feel this way would like to achieve.  Do we want to           
 have the minimum be 40 years, when there may be a circumstance out            
 there where justice would not be served?   Imagine someone who has            
 a DWI and kills someone, which is a very bad crime, but it is a               
 crime that could go on at any day in any one of our towns with a              
 hundred people on the road who are driving drunk.  It is a matter             
 of happenstance as to who actually kills someone.  Our laws reflect           
 that.  Manslaughter is one of the things that counts in this.  That           
 gets you into jail the first time.  Now you are in jail, and you              
 feel that your life is threatened if you stay in jail, so you try             
 to escape, and you manage to get your hands on a knife and escape,            
 and then you are eventually brought back to jail.  Someday, when              
 you are discharged, and you are out on the street again, your                 
 previous life is completely gone after serving all this time.  Now            
 you are involved in some other illegal activity such as dealing               
 drugs.  If you get arrested one time for dealing drugs, you have              
 had your third strike.  I think that is the kind of case where a              
 three judge panel would say, "Hmm, I do not think justice is being            
 served, and this is not necessarily in the best interest of                   
 society."  There are people who need to fill our jails who are                
 worse threats to society than this person.                                    
                                                                               
 CHAIRMAN PORTER responded, saying that one thing to keep in mind is           
 that it might very likely be the case that the prosecutors would              
 not elect to charge under this statute.  They do have that                    
 discretion in the first place.  It could be that a three judge                
 panel does have discretion to alter a minimum sentence.  The way he           
 reads "three judge panel" under 12.55.175, the panel may sentence             
 a defendant to any definite term of imprisonment up to a maximum,             
 or to any sentence authorized under AS 12.55.010, or AS 12.55.015;            
 and AS 12.55.015 is just a general provision for sentencing anyone.           
                                                                               
 MR. LUCKHAUPT stated that under current law that is true.  The                
 amendment is to avoid that.  That section would only apply to the             
 current cases that can be referred to the three judge panel.  At              
 that point, the panel can sentence to any term.  They can go below            
 the minimum for that offense.  This amendment separates it, so that           
 if you are being sentenced under the habitual criminal law, and you           
 are referred under that law to the three judge panel, then they               
 cannot go below the presumptive or minimum term.  That is on page             
 2, lines 17 - 19.  The section that deals with the judges finding             
 extraordinary circumstances is on page 1.  Page 2, Section 16 of              
 the bill describes sentencing authority.                                      
                                                                               
 REPRESENTATIVE FINKELSTEIN felt that in general, prosecutors go for           
 the highest level of crime that they have evidence for sustaining             
 the case, because they are upholding the laws by doing that.  That            
 is one of their responsibilities.  It also gives them more room if            
 they are trying to negotiate and to get the defendant to accept a             
 guilty plea.  In our system of justice, we cannot put too much                
 emphasis on the prosecutors to achieve this.  Their goal is to                
 prosecute.  We cannot always expect them to mitigate every one of             
 these concerns.  They have to go out and make their strongest and             
 best case.                                                                    
                                                                               
 CHAIRMAN PORTER did not dispute that.  He said that we also cannot            
 disregard history and what the normal practice of prosecution is.             
 Heinous cases normally receive heinous consideration; and those               
 cases that are not heinous, do not receive heinous consideration,             
 due to the high volume of cases that are presented.                           
                                                                               
 REPRESENTATIVE FINKELSTEIN agreed that was true under current law,            
 but this is a whole new area.  We never got into presumptive                  
 sentencing without any appeal option for the unusual circumstance.            
                                                                               
 Number 660                                                                    
                                                                               
 REPRESENTATIVE BETTYE DAVIS spoke in favor of the amendment.  She             
 understood what the sponsor was trying to do with the bill, and he            
 has worked hard to make this more palatable to more people, but she           
 sees this amendment as something that would be helpful to the bill.           
 She believed the bill was aimed at the wrong group of people.  She            
 has seen and read that violent crime is on the decline, and not on            
 the incline.  This bill is targeting older people.  It is not the             
 older people, but the younger people where we have the problem.  We           
 have teenage crime all across the nation.  She thought the                    
 committee should take their time and really consider what we                  
 actually want.  We would have to have more jails, and a place to              
 keep these older people.  The medical bills would be more                     
 expensive.  If we can keep a few people from falling into this                
 category simply by having this amendment added to the bill, it is             
 a good thing that we should do.  For that reason, she supported the           
 amendment.  It might not save but a precious few, but we could not            
 go wrong by doing it.                                                         
                                                                               
 Number 680                                                                    
                                                                               
 REPRESENTATIVE BUNDE said that people in this category have already           
 been convicted twice before, so they have already had a two judge             
 panel review.  You have to work pretty hard to fall under the                 
 purview of this bill.                                                         
                                                                               
 CHAIRMAN PORTER asked for a roll call vote on the amendment.                  
 Representatives Davis and Finkelstein voted yes.  Representatives             
 Toohey, Bunde, Vezey, Green, and Porter voted no.  The amendment              
 failed two to five.                                                           
                                                                               
 REPRESENTATIVE BUNDE made a motion to move CSHB 38(JUD) out of                
 committee with individual recommendations and accompanying fiscal             
 notes.  Hearing no objection, it was so ordered.                              
                                                                               

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